Regulation and Statutory Disclosures

Juridica Capital Management Limited is a Guernsey, Channel Islands-based limited company (Registration No. 48127) that is licensed by the Guernsey Financial Services Commission.  The Directors of Juridica Capital Management Limited are:

Richard W. Fields
Richard Battey
Peter Radford
Andrew Lindsay (Alternate)

Its subsidiary, Juridica Capital Management (UK) Limited, is a company registered in England and Wales (Registration No. 6529491).  The Directors of Juridica Capital Management (UK) Limited are:

Richard W. Fields
Timothy D. Scrantom
Simon Southwood

Niether Juridica Capital Management (UK) Ltd. nor Juridica Capital Management Ltd. is registered with the UK Financial Services Authority, the U.S. Securities and Exchange Commission or any other state, provincial or national securities regulator.  Neither provides investment advice or legal advice to customers.